Compliance Fundamentals Management

$5,000* per entity per month

*Plus all state and registered agent fees additional pass-through expenses paid as actual.

Our quick start guide to get you on your path to success. We’ll get you up and running quickly with a back-end compliance foundation.

  • Due Diligence/Audit

  • Secretary of State Management - Includes Registrations, Annual and Biennial Reporting, Business Certificates/Permits, Franchise and Privilege tax

  • Premium trust account compliance

  • Incentives & commissions compliance

  • Marketing compliance

  • Business Entity & Individual Licensing Management

  • DRLP/Affiliation/Appointment Management

  • Corporate Governance Policy Management

  • Surplus Lines Management & Policy Review

  • Contract Lifecycle Management (Distribution, Carrier, and NDA) and Policy Review to be in compliance with State Regulations and Fronting Carrier Obligations

  • Discounted CE Courses + free Compliance Warrior Membership

  • Regulatory Change Management

  • Compliance Program Governance

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One-time Compliance Assessment