One-time Risk & Compliance Assessment

Identify gaps and risks. Build a risk management architecture to maintain compliance. Give recommendations to mitigate.

60 - 90 day engagement. $10,000

The world of insurance is filled with confusing regulations that are continuously evolving and changing. Let us help you navigate the compliance landscape, ensuring nothing gets missed. Have us find it before a regulator!

  • Comprehensive insurance program review

  • Assessment & Review

    • Internal policies & processes

    • Marketing and website insurance compliance

    • DOI Licensing compliance

    • Secretary of State compliance

    • Regulatory Change Management Process

  • ID Contractual Obligations

    • Partners/Distribution

    • Carriers

    • Vendors

    • NDAs

    • Terms of Service

    • Privacy Policy

  • We will work with you to optimize your organization’s compliance framework for long-term audit-ready success.

  • Deliverables Include a Risk Management architecture: Risk appetite statements, Risk Register, Risk Scoring and Escalation Thresholds.

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Compliance Fundamentals Management

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Board-Ready Risk Diagnostic