Fractional Compliance Officer
Up to 20 hours per month. $2,000 monthly retainer.
*Plus all state fees and registered agent fees are pass-through expenses charged as actual.
A dedicated compliance officer to work on the following:
Licensing Management
Carrier Appointment Management
Affiliations of Sub-Producers Management
DRLP/DRLA Management
Regulatory Actions Reporting
Continuing Education Tracker
Distribution Lifecycle Management
Secretary of State Management
Surplus Lines Filings and Zero Reporting
Policy Management (mailing out cancellations, non-renewals, renewal letters)
Regulatory Change Management
SOP creation/updates
Marketing Asset Reviews for Compliance
Regulatory research
